【外商投信】Risk Management (VP)
▌ Responsibilities
- Participate actively and support the Asset Management Risk function to ensure that all risks within AM are being identified, assessed, monitored and controlled per the local regulation, Group standards and market best practices to protect the clients, employees, assets and reputation of the company and support the growth of the assets, their profitability and sustainability.
- Lead the local Risk Management Committee and active member in key governance forums (e.g. Executive Committee, New Business Committee)
- Directly support the ASP CRO and contribute to put in place the appropriate and sustainable risk oversight with the right level of engagement with the business and the investment management function in a continuous and proactive manner.
- Support the ASP CRO in the different strategic growth initiatives for AM and contribute to put in place the appropriate and sustainable risk oversight with the right level of engagement with the business in a continuous and proactive manner
- Engage key stakeholders of the AM as well as within the wider group in Taiwan
- Be involved in different global/regional risk initiatives and global risk transformation projects (processes and solutions) to supporting Asia Pacific CRO as well as AMG Risk
- Share new ideas in relation to risk processes, analysis to streamline and develop an agile risk management approach.
- As a product manufacturer expert, independently review and challenge as 2nd line of defense stakeholder to ensure the appropriateness of the product in relation to country distribution, client profiles and business activities to support the wealth management product development.
- Provide value-added support to the product development and review, RFP activities, Client Due Diligence
- Manage and assess the impact of Regulatory Changes on the AM Risk Function. This includes representing the AM Risk at relevant project working groups in relation to regulatory/ governance changes
- Contribute actively to the risk documentation and its review and work closely with the Asia Pacific CRO to ensure the implementation of the risk policies
- Identify emerging risk issues and initiate mitigating actions
▌Qualifications:
- Graduate degree in Finance or related discipline, professional certification (CFA, CAIA, FRM, PRM, …) is a plus
- Professional experience: Senior experience in asset management industry, preferably previous and robust experience in investment and/or non-financial risk, within an international working environment
- Solid finance knowledge of financial instruments and their valuations mechanisms
- General understanding of the Taiwan regulatory frameworks. Knowledge of regulatory frameworks in other Asian locations is an advantage.
- Business oriented, forward looking
- Language skills: both fluent Chinese and English
- Ability to multitask and work under pressure, sometimes with tight deadlines, curious, well-organized, analytical and numerical skills, team-player but ability to work independently and take initiatives, oral and written communication skills in Chinese and English
- License requirements: 證券投資分析人員資格 / 證券投資信託及顧問事業之業務員測驗合格 / 證券商高級業務員測驗合格 / 金融市場常識與職業道德
聯絡人:Gary Cheng
聯絡電話:+886 2 6623 6788
E-mail:gary.cheng@ucatch.com.tw
職務概要
▌ 地點
北
▌ 職缺類
Risk Management
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地點:新北板橋|年資:5年以上|薪水:按經驗核定薪資
[知名上市公司]資產管理主管
地點:新北板橋|年資:5年以上|薪水:按經驗核定薪資
優仕得就業服務顧問團隊
服務電話| (02) 6623-6789
聯絡信箱| service@ucatch.com.tw
公司地址|330012桃園市桃園區同德七街12之1號
統一編號|69547568
私立就業服務機構許可證號 桃市就服字 第0014號