Head of Legal and Compliance (Financial Services)
- International exposure
- Manager position with 2-3 team members
▌ 職務說明
- Reviewand checkall marketing materials
- Provide daily compliance recommendation to whole company
- Help company to supervisecompliance policies and proceduresto meet the requirements of the law
- Develop and amend compliance training including compliance guidance and regulatory change to enhance compliance awareness in the company.
- Conduct the yearly compliance self-assessment and review
- Prepare monthly compliance report, key risk indicator report, risk report and other scheduled reports
▌ 理想的應徵者
- Good verbal and writing communication skills in English
- At least 6 years legal/compliance relevant experience in financial industry
- 具備證照:證券商高級業務員、投信投顧業務員、投信投顧相關法規(含自律規範)、信託業業務人員信託業務專業測驗
▌福利待遇
- International exposure
- Manager position with 2-3 team members
聯絡人:Gary Cheng
聯絡電話:+886 952-489-673
E-mail:gary.cheng@ucatch.com.tw
職缺編號:
職務概要
▌ 地點
台北市
▌ 職缺類型
Manager
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優仕得就業服務顧問團隊
台北公司
服務電話| (02) 7743-0816 ext. 8168
聯絡信箱| service@ucatch.com.tw
公司地址|11073 台北市信義區松高路9號27樓 2715室
統一編號|69547568